Are There Any Requirements to Use Broker Dealer Select?
Broker Dealers and RIA Firms
- Independent Broker Dealers
- Wirehouse Broker Dealers
- RIA Firms
- OSJ Groups
If you are a Producing Financial Advisor, with the following 3 criteria, you can register with Broker Dealer Select if you meet the following requirements:
- Minimum Production – $ 50,000
- During any consecutive 12 month period over the last 24 months
- Verified by 1099’s, Commission Runs, Tax Returns, etc.
- Currently Registered with FINRA or SEC
- You have a “Book” of clients that can move with you.